LR
LR

Lindsey Rickards

9 Years of Experience
Baltimore, MD
Broker

Lindsey Rickards is a registered investment advisor at Morgan Stanley, based in Baltimore, MD, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1201 Wills Street, Suite 700, Baltimore, MD, 21231

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lindsey is an assistant coach for First Tee- Greater Baltimore, an educational organization. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
February 2019 - Present · 7 yrs 3 mos
Morgan Stanley
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2016 - May 2018 · 2 yrs 4 mos
Vanguard Marketing CorporationBroker
October 2015 - January 2016 · 3 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lindsey Rickards - Financial Advisor | TrueAdvisor