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Adam Howard

On Investment Management CO
10 Years of Experience
Lexington, KY
BrokerSells Insurance
View SEC Summary
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Adam Howard is a registered investment advisor at On Investment Management CO, based in Lexington, KY, with 10 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 9,568 clients with $3.2B in assets under management.

On Investment Management CO
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
9,568 clients
Average Client Portfolio
$329K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Representative fees for managed account programs range from 0.30% to 1.50% annually. Third-party investment advisory programs have separate unique fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1029 Monarch, Suite 250, Lexington, KY, 40513

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam is a registered representative and advisor with Lexington Financial Services Group, offering insurance and annuities. He sells life insurance, variable annuities, and fixed indexed annuities.

Employment History
Current Registrations
On Investment Management CO
April 2021 - Present · 5 yrs 6 mos
The O.N. Equity Sales CompanyBroker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Touchstone Advisors INC
June 2019 - April 2021 · 1 yr 10 mos
Touchstone Securities, INC.Broker
October 2018 - April 2021 · 2 yrs 6 mos
Ohio National Equities, INC.Broker
December 2015 - September 2018 · 2 yrs 9 mos
State Registrations10 states
COFLINKYMINMNVOHVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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