Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12488 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K
Financial Planning:Included in AUM fee
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Location

N Barrington, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2024 - Present · 1 yr 4 mos
Ameriprise Financial Services, LLC
October 2024 - Present · 1 yr 4 mos
Ameriprise Financial Services, LLCBroker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Edward Jones
December 2015 - October 2024 · 8 yrs 10 mos
Edward JonesBroker
September 2015 - October 2024 · 9 yrs 1 mo
State Registrations13 states
CACOFLILINMNMSNCNVOHORSDWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.