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Kevin Thomas

10 Years of Experience
Simpsonville, SC
BrokerSells Insurance

Kevin Thomas is a registered investment advisor, based in Simpsonville, SC, with 10 years of industry experience.

Location

Simpsonville, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kevin provides investment advisory services through Kestra Advisory Services, LLC, dedicating nearly full-time hours to this. He also sells life, LTC, and disability insurance policies, and uses Simplicities portal to submit life insurance business, dedicating a few hours per week to these insurance-related activities.

Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2021 - Present · 4 yrs 11 mos
Kestra Investment Services, LLCBroker
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
LPL Financial LLC
July 2018 - September 2021 · 3 yrs 2 mos
LPL Financial LLCBroker
July 2018 - September 2021 · 3 yrs 2 mos
Foresters Advisory Services, LLC
July 2016 - July 2018 · 2 yrs
Foresters Financial Services, INC.Broker
September 2015 - July 2018 · 2 yrs 10 mos
State Registrations15 states
ARCODEFLGAKYMDMINCNVNYOHSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.