CP
CFP
CP
CFP

Christopher Parks

10 Years of Experience
Annapolis, MD
Broker

Christopher Parks is a CFP-designated registered investment advisor at LPL Financial LLC, based in Annapolis, MD, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

200 Westgate Cir, Annapolis, MD, 21401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher operates under several DBAs related to Wye Financial & Trust and Wye Financial Partners, divisions of Shore United Bank, for his LPL business. He also has a DBA, Wye Trust, for his financial institution duties at Shore United Bank. These activities take Christopher's full time.

Employment History
Current Registrations
LPL Financial LLC
May 2017 - Present · 9 yrs 2 mos
LPL Financial LLCBroker
May 2017 - Present · 9 yrs 2 mos
LPL Financial LLC
April 2017 - Present · 9 yrs 3 mos
Previous Registrations
Andersen Wealth Management
August 2015 - February 2017 · 1 yr 6 mos
State Registrations14 states
ALCADCDEFLGAILINMDNCNJPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Parks - Financial Advisor | TrueAdvisor