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Allison Maier
9 Years of Experience
Spencerport, NY
Broker
Allison Maier is a registered investment advisor at Raymond James & Associates, INC., based in Spencerport, NY, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Spencerport, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Cadaret Grant & CO INC
October 2019 - March 2023 · 3 yrs 5 mos
Cadaret, Grant & CO., INC.Broker
October 2019 - March 2023 · 3 yrs 5 mos
LPL Financial LLC
September 2019 - October 2019 · 1 mo
LPL Financial LLCBroker
September 2019 - October 2019 · 1 mo
American Portfolios Advisors, INC
January 2019 - August 2019 · 7 mos
American Portfolios Financial Services, INC.Broker
February 2017 - August 2019 · 2 yrs 6 mos
Cetera Advisors LLCBroker
January 2017 - February 2017 · 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.