Brenda Upton is a CFP-designated registered investment advisor at Allworth Financial, L.P., based in Yuba City, CA, with 1 years of industry experience. Brenda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 26,325 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allworth Financial offers investment management services through a wrap fee program and a non-wrap fee program. You'll pay a percentage of your portfolio each quarter, billed in advance. The exact percentage depends on the type and amount of your investments. There's a $2,500 minimum annual fee. The maximum fee charged is 2.00%. The wrap fee covers advisory services and most trade execution fees. The non-wrap fee program covers advisory services, but does not include trade execution fees.
Location
463 Century Park Drive, Yuba City, CA, 95991
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Allworth Financial, L.P.
State Registrations1 state
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