SP
SP

Sean Poznicek

9 Years of Experience
Schaumburg, IL
Broker

Sean Poznicek is a registered investment advisor at Cetera Investment Advisers LLC, based in Schaumburg, IL, with 9 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1450 American Lane, 6th Floor, Suite #650, Schaumburg, IL, 60173

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2017 - Present · 8 yrs 5 mos
Cetera Financial Specialists LLCBroker
March 2017 - Present · 9 yrs 2 mos
Cetera Financial Specialists LLC
March 2017 - Present · 9 yrs 2 mos
State Registrations1 state
IL
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.