Nicholas Wolverton
Nicholas Wolverton is a CFP-designated registered investment advisor at Peak Financial Management, INC., based in Broomfield, CO, with 10 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 156 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $1.0M | 1.20% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Fees negotiable for accounts over $5,000,000. For clients who began using PFM's services prior to April 2021, the fees are: - Up to $250,000: 1.80% - $250,000 - $500,000: 1.60% - $500,001 - $1,000,000: 1.25% - $1,000,001 - $2,000,000: 1.00% - $2,000,001 - $5,000,000: 0.90% - Above $5,000,000: Negotiable
Fee Estimator
Location
10901 W. 120th Avenue, Suite 135, Broomfield, CO, 80021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Peak Financial Management, INC.
State Registrations2 states
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