Johnathon Smith is a registered investment advisor, based in Summit, NJ, with 10 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Johnathon is an account executive at OCI Services, assisting agents and acting as a general agency, dedicating full-time hours to this role. He is also a registered advisor at TLG Advisors Inc. and an owner at John and Gabbs Games, LLC, spending about 10-20% of his time helping his wife with tasks such as creating listings on eBay.
Employment History
Current Registrations
The Leaders Group, INC.
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
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