Larissa Lea is a registered investment advisor at Edward Jones, based in Carmel, CA, with 4 years of industry experience. Larissa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
126 Clock Tower Place, Suite 101, Carmel, CA, 93923
Get directionsHistory
Regulatory History (2)
Criminal
January 2024Criminal
November 2011Other Business Activities
Larissa operates under Pence Financial Group as a DBA for her LPL business. She also provides tax preparation and financial services through Aubuchon Tax and Financial Services, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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