Larissa Lea is a registered investment advisor at LPL Financial LLC, based in Monterey, CA, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
80 Garden Court, Suite 203, Monterey, CA, 93940
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Regulatory History (1)
Criminal
November 2011Other Business Activities
Larissa operates under Pence Financial Group as a DBA for her LPL business. She also provides tax preparation and financial services through Aubuchon Tax and Financial Services, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.