GC
GC

Gustavo Corte

10 Years of Experience
Tucson, AZ
1 DisclosureBroker

Gustavo Corte is a registered investment advisor at RBC Capital Markets, LLC, based in Tucson, AZ, with 10 years of industry experience. Gustavo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

3430 East Sunrise Drive Suite 250, Tucson, AZ, 85718-3237

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2012
Final Disposition
Other Business Activities

Gustavo is a trustee for his father's trust and a board member for two non-profit organizations: Casa de los Ninos and Ballet Tucson. He also owns 50% of a commercial rental property.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2018 - Present · 8 yrs 1 mo
RBC Capital Markets, LLC
April 2018 - Present · 8 yrs 1 mo
RBC Capital Markets, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
AXA Advisors, LLC
March 2016 - April 2018 · 2 yrs 1 mo
AXA Advisors, LLCBroker
December 2015 - April 2018 · 2 yrs 4 mos
State Registrations36 states
AKARAZCACOCTDCDEHIIAIDILMDMEMIMNMTNCNDNHNJNMNVNYOHORPASCTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.