JF
JF

John Farley

10 Years of Experience
Columbia, SC
Broker

John Farley is a registered investment advisor at Arkadios Wealth Advisors, based in Columbia, SC, with 10 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
209 advisors
Number of Clients
12,091 clients
Average Client Portfolio
$319K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K+1.50%

Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

700 Saturn Parkway, Columbia, SC, 29212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John works as a financial advisor for Preservation Specialists and Any Weather Financial LLC, dedicating nearly full-time hours to these roles. He also works as a meteorologist for WOLO, ABC Columbia, about 10-20% of his time, and spends minimal time as a partner in Martin Meter LLC, a weather modeling business.

Employment History
Current Registrations
Arkadios Wealth Advisors
August 2022 - Present · 3 yrs 9 mos
Arkadios CapitalBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Kalos Management
December 2016 - September 2022 · 5 yrs 9 mos
Kalos Capital, INC.Broker
December 2016 - September 2022 · 5 yrs 9 mos
Level Four Advisory Services
March 2016 - December 2016 · 9 mos
LPL Financial LLCBroker
October 2015 - December 2016 · 1 yr 2 mos
State Registrations6 states
CAFLGANCNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.