WH
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William Holmes

8 Years of Experience
Tucson, AZ
Broker

William Holmes is a registered investment advisor at Morgan Stanley, based in Tucson, AZ, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7175 North Pima Canyon Drive, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William works for Door Dash, providing food delivery services. This takes a few hours per week outside of business hours.

Employment History
Current Registrations
Morgan Stanley
December 2022 - Present · 3 yrs 5 mos
Morgan StanleyBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2021 - April 2021 · 1 mo
Wells Fargo Clearing Services, LLCBroker
October 2015 - April 2021 · 5 yrs 6 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Holmes - Financial Advisor | TrueAdvisor