James Walford
James Walford is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Des Moines, IA, with 11 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.
Fee Estimator
Location
3022 SE 14th St, Des Moines, IA, 50320
Get directionsHistory
Regulatory History (1)
Criminal
December 2003Other Business ActivitiesSells Insurance
James is a board member of Fuse DSM, a non-investment related organization. He also owns James Walford's Insurance Agency, where he services customers and supervises employees, dedicating about half of his time.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anthony Weisshaar, ChFCState Farm Investment Management CORP.
- Kari Taylor, ChFCState Farm Investment Management CORP.
- Scott Christensen, CFAPrincipal Advised Services
- Jeffrey Birdsley, CFABtc Capital Management
- Adam Shah, CFAPrincipal Securities, INC.
- Justin Carley, CFABtc Capital Management