Hamza Farooquee
Hamza Farooquee is a registered investment advisor at Steelpeak Wealth, LLC, based in Newport Beach, CA, with 9 years of industry experience. Hamza operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 4 more. Their firm serves 2,428 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Annual management fee ranges between 0.75% and 1.75% depending on the size and composition of your portfolio and the type of services rendered. Fees are negotiable.
Fee Estimator
Location
610 Newport Center Drive, Suite 420, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (4)
Judgment / Lien
September 2021Financial
September 2020Financial
May 2018Financial
September 2017Employment History
Current Registrations
Steelpeak Wealth, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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