Kenin Spivak is a registered investment advisor at Smi Advisors LLC, based in Beverly Hills, CA, with 10 years of industry experience. Kenin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
In addition to the 2% management fee, a 20% performance-based incentive fee may be charged to qualified clients. Non-qualified accounts will be negotiated on a case by case basis but will only be charged a management fee based upon a percentage of assets. The managers SMI Advisors selects as sub-advisors may also be compensated through a combination of an asset-based fee plus a performance-based incentive fee.
Fee Estimator
Location
Beverly Hills, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kenin is involved in several business activities, including Spivak Management Inc. (SMI-Inc.), SMI Group LLC, SMI Advisors LLC, National Review Inc, Claremont Institute, Skye Management Holdings LLC Series 1 and 2, Oak Bio Technologies Inc., and BPGbio, Inc. These activities range from consulting, holding company management, registered investment advising, contributing to publications, and serving as chairman/director for various companies; SMI-Inc takes nearly full-time.
Employment History
Current Registrations
Smi Advisors LLC
Smi Capital Markets LLCBroker
State Registrations1 state
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