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Mandie Roark

10 Years of Experience
Colorado Springs, CO
Broker

Mandie Roark is a registered investment advisor, based in Colorado Springs, CO, with 10 years of industry experience.

Location

Colorado Springs, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Financial Services, INC.
March 2022 - Present · 4 yrs 2 mos
Empower Advisory Group, LLC
March 2022 - Present · 4 yrs 2 mos
Empower Financial Services, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
July 2016 - March 2022 · 5 yrs 8 mos
T. Rowe Price Investment Services, INC.Broker
March 2016 - March 2022 · 6 yrs
State Registrations46 states
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mandie Roark - Financial Advisor | TrueAdvisor