Timothy Listermann is a registered investment advisor, based in Richmond, KY, with 6 years of industry experience.
Location
Richmond, KY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Timothy is a bank/trust officer at Principal Bank and Principal Trust Company since 2022. He spends about 10-20% of his time accessing information to support and manage Principal retirement plan account relationships.
Employment History
Current Registrations
Voya Retirement Advisors, LLC
September 2025 - Present · 1 yr
Voya Financial Partners, LLCBroker
September 2025 - Present · 1 yr
Voya Financial Partners, LLC
September 2025 - Present · 1 yr
Previous Registrations
Principal Securities, INC.
June 2022 - August 2025 · 3 yrs 2 mos
Principal Securities, INC.Broker
May 2022 - August 2025 · 3 yrs 3 mos
TD Ameritrade, INC.
May 2020 - July 2020 · 2 mos
TD Ameritrade Investment Management, LLC
May 2020 - July 2020 · 2 mos
TD Ameritrade, INC.Broker
May 2020 - July 2020 · 2 mos
VALIC Financial Advisors, INC.Broker
October 2017 - February 2020 · 2 yrs 4 mos
VALIC Financial Advisors, INC.
October 2017 - February 2020 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
October 2015 - May 2016 · 7 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.