Jose Munoz is a registered investment advisor, based in Overland Park, KS, with 9 years of industry experience.
Location
13200 Metcalf; Suite #280, Overland Park, KS, 66213
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jose is an adjunct professor for finance at Donnelly College, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2022 - Present · 3 yrs 5 mos
Cetera Investment Services LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Transamerica Financial Advisors, INC.
June 2017 - December 2022 · 5 yrs 6 mos
Transamerica Financial Advisors, INCBroker
June 2017 - December 2022 · 5 yrs 6 mos
Ameriprise Financial Services, INC.
January 2016 - November 2016 · 10 mos
Ameriprise Financial Services, INC.Broker
November 2015 - November 2016 · 1 yr
State Registrations24 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.