Roger Smothers
Roger Smothers is a registered investment advisor at R.D. Smothers Wealth Management, based in Campbellsville, KY, with 10 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 256 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.55% |
| $250K - $500K | 1.50% |
| $500K - $1000K | 1.45% |
| $1.0M - $3.0M | 1.35% |
| $3M+ | 1.25% |
Fee Estimator
Location
112 E. Main Street, Suite 200, Campbellsville, KY, 42718
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger owns RDS Insurance Group, LLC, selling life insurance and annuities, dedicating about a quarter of his time. He also owns RDS Holdings, LLC, buying and selling real estate properties, dedicating minimal time, and is an IAR with AE Wealth Management, dedicating nearly full-time hours.
Employment History
Current Registrations
R.D. Smothers Wealth Management
Previous Registrations
Ae Wealth Management, LLC
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.