Susan Monaghan is a registered investment advisor, based in Dallas, TX, with 10 years of industry experience.
Location
8411 Preston Road, Suite 700, Dallas, TX, 75225
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Susan is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is employment-related.
Employment History
Current Registrations
Hightower Securities, LLCBroker
May 2024 - Present · 2 yrs
Hightower Advisors, LLC
May 2024 - Present · 2 yrs
Previous Registrations
Vanguard Advisers, INC.
November 2021 - April 2024 · 2 yrs 5 mos
Vanguard Marketing CorporationBroker
November 2021 - April 2024 · 2 yrs 5 mos
Personal Capital Advisors Corporation
September 2020 - September 2021 · 1 yr
Mercer Global Advisors INC.
February 2018 - September 2020 · 2 yrs 7 mos
Act Wealth Management, LLC
November 2015 - January 2018 · 2 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.