William Winters
William Winters is a registered investment advisor at Cetera Investment Advisers LLC, based in New Paltz, NY, with 9 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
70 N. Putt Corners Rd, New Paltz, NY, 12561
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a financial professional at ClearPath Advisors, Inc. since 2022, dedicating full-time hours to this role, and an insurance agent selling disability insurance with various companies since 2018, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations8 states
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