Matthew Roche is a registered investment advisor, based in New York, NY, with 10 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
January 2020 - Present · 6 yrs 4 mos
Citi Private Alternatives, LLC
January 2020 - Present · 6 yrs 4 mos
Citigroup Global Markets INC.
December 2017 - Present · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
December 2017 - Present · 8 yrs 5 mos
Citigroup Global Markets INC.
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Santander Securities
December 2016 - November 2017 · 11 mos
Santander Securities LLCBroker
December 2016 - November 2017 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2015 - December 2016 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - December 2016 · 1 yr 1 mo
State Registrations28 states
AZCACOCTDCDEFLGAILMAMDMEMNMOMTNCNHNJNVNYORPARITXVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.