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Richard Raizes

4 Years of Experience
Dallas, TX

Richard Raizes is a registered investment advisor at Plutus21 Capital Management, L.L.C, based in Dallas, TX, with 4 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$871K

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Plutus21 Capital Management charges a fee based on a percentage of the assets managed. The management fee is no higher than 2.75% annually. Some clients may pay different management fees depending on the specific portfolio, services provided, the size of the relationship, and specific agreement terms. For qualified clients, performance-based fees may also apply if returns exceed a predefined benchmark or hurdle rate.

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Location

200 Crescent Court, Suite 1430, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a partner at Plutus21 Blockchain Capital, LLC, a Texas Exempt Reporting Adviser to private funds focused on blockchain and technology investments, since October 2017. He dedicates about 10-20% of his time to this investment-related activity and is the Co-head of the Firm's Investment Committee.

Employment History
Current Registrations
Plutus21 Capital Management, L.L.C
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Sg Americas Securities, LLCBroker
December 2015 - October 2017 · 1 yr 10 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Raizes - Financial Advisor | TrueAdvisor