Hector Tafoya
Hector Tafoya is a registered investment advisor at J.P. Morgan Securities LLC, based in San Antonio, TX, with 10 years of industry experience. Hector is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
20845 Us Hwy 281 N, San Antonio, TX, 78258
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2023Other Business Activities
Hector is a non-managing member of Taffy Rentals, LLC, a real estate rental property, since 2012. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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