Michael Oetken is a registered investment advisor, based in Onawa, IA, with 10 years of industry experience.
Location
1013 8th St., Onawa, IA, 51040
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an investment advisor representative (IAR) with Capital Financial Planning and CIRA, spending a significant amount of time on these activities. Michael is also an independent insurance agent for various independent insurance companies, dedicating a few hours per week to this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.