Miguel Fernandez is a registered investment advisor, based in Victor, NY, with 9 years of industry experience.
Location
200 Cobblestone Ct Dr, Victor, NY, 14564
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Miguel has a DBA for his LPL business, ESL Investment Services, since August 2022. He also has a non-variable insurance DBA, ESL Investment Services, since August 2022.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
September 2022 - Present · 3 yrs 10 mos
LPL Financial LLC
August 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - March 2022 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2018 - March 2022 · 3 yrs 4 mos
J.P. Morgan Securities LLCBroker
January 2016 - April 2018 · 2 yrs 3 mos
State Registrations7 states
AZFLNCNHNJNYSC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.