James Hall is a CFP-designated registered investment advisor, based in Addison, TX, with 9 years of industry experience.
Location
15725 Dallas Parkway, Suite 600, Addison, TX, 75001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
February 2025 - Present · 1 yr 3 mos
Allworth Financial, L.P.
February 2025 - Present · 1 yr 3 mos
Previous Registrations
First Command Advisory Services
November 2023 - December 2024 · 1 yr 1 mo
First Command Brokerage Services, INC.Broker
November 2023 - December 2024 · 1 yr 1 mo
Goldman Sachs & CO. LLCBroker
January 2021 - May 2023 · 2 yrs 4 mos
Goldman Sachs Ayco Personal Financial Management
May 2018 - May 2023 · 5 yrs
Mercer Allied Company, L.P.Broker
February 2016 - January 2021 · 4 yrs 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.