Alan Grismore
Alan Grismore is a CFP-designated registered investment advisor at Santara Wealth Management LLC, based in San Diego, CA, with 10 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 83 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.55% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.5M | 1.15% |
| $2.5M - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees are negotiable for accounts over $10,000,000. Maximum AUM-based fee shall be 2.00%. If Turnkey Asset Management Programs (TAMPs) are used, there will be an additional 0.05% charge. Client will be charged an annual account fee of $50 for each account managed.
Fee Estimator
Location
350 10th Avenue Suite 1000, San Diego, CA, 92101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan owns a holding company for his investment advisory business, Alta Private Wealth, Inc. He also works as an insurance agent since 2016, selling accident & health, life, and variable life and annuity products, dedicating about 10% of his time to this activity.
Employment History
Current Registrations
Santara Wealth Management LLC
Previous Registrations
Axxcess Wealth Management, LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations2 states
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