RS
RS
Russell Smith
10 Years of Experience
New York, NY
2 DisclosuresBroker
Russell Smith is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 10 years of industry experience. Russell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2218 Fifth Avenue, New York, NY, 10037
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022Denied
Financial
April 2019Final
Employment History
Current Registrations
J.P. Morgan Securities LLC
August 2019 - Present · 7 yrs 2 mos
J.P. Morgan Securities LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Summit Financial, LLC
January 2019 - August 2019 · 7 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2018 - August 2019 · 11 mos
Summit Financial Resources INC
July 2016 - September 2018 · 2 yrs 2 mos
Summit Equities INC
June 2016 - December 2018 · 2 yrs 6 mos
Summit Equities, INC.Broker
January 2016 - September 2018 · 2 yrs 8 mos
State Registrations21 states
AKALCACOCTDCDEFLGAINMAMDMINCNJNYOHPASCVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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