Richard Schroer is a registered investment advisor, based in Murfreesboro, TN, with 9 years of industry experience.
Location
615 Memorial Blvd, Murfreesboro, TN, 37129
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard works as a financial advisor for FirstBank and FirstBank Investment Partners since 2021. These roles take about half of Richard's time or more.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2021 - Present · 5 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
LPL Financial LLC
February 2018 - January 2021 · 2 yrs 11 mos
LPL Financial LLCBroker
February 2018 - January 2021 · 2 yrs 11 mos
Invest Financial Corporation
January 2017 - February 2018 · 1 yr 1 mo
Invest Financial CorporationBroker
June 2016 - February 2018 · 1 yr 8 mos
State Registrations19 states
ALAZCAFLGAKYLAMOMSNCNMNVOHOKORSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.