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Anthony Razza

10 Years of Experience
Elmhurst, IL

Anthony Razza is a registered investment advisor at Prospect Trading LLC, based in Elmhurst, IL, with 10 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 39 clients with $20M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
39 clients
Average Client Portfolio
$509K average
Assets Under Management
$19.9M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Prospect Trading, LLC's investment management fee is based on a percentage of the value of your portfolio or a share of the capital gains. The annual fee is negotiable, with a maximum of 2% and a minimum of 0.8%. Clients who agree to a performance-based fee are not charged the percentage of portfolio fee.

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Location

Elmhurst, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is a self-employed real estate agent working through Premiere Plus Realty Co.

Employment History
Current Registrations
Prospect Trading LLC
November 2015 - Present · 10 yrs 6 mos
State Registrations2 states
ILLA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.