Kory Schwan is a registered investment advisor, based in Ft. Lauderdale, FL, with 6 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kory is involved in three business activities. He works with Schwan Financial Group LLC providing financial planning and client services, taking about a quarter of his time. He also works as an agent selling fixed insurance and is a partner at SFG Accounting LLC, dedicating a few hours per week to each.
Employment History
Current Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.