Dennis Sump is a registered investment advisor, based in Spring, TX, with 10 years of industry experience.
Location
Spring, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis is an advisory representative of a registered investment advisor, spending about 10-20% of his time on investment-related activities. He is also an independent insurance agent for various companies since 2019, and owns LKS Wealth Management, LLC since 2020, dedicating about half his time to this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations3 states
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