Gautam Vora is a CFA-designated registered investment advisor at Financial Design & Research, based in Albuquerque, NM, with 8 years of industry experience. Gautam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
FDR charges an annual management fee based on the value of your portfolio. The fee ranges from 0.60% to 1.00% for individuals and 0.75% to 1.00% for other clients for stock and balanced portfolios. For fixed income portfolios, the fee ranges from 0.40% to 0.60% for individuals and 0.55% to 0.75% for other clients. A minimum portfolio size of $250,000 is generally required, but this may be waived. If the portfolio falls below the minimum, a higher fee may apply, not exceeding 1.25% for stock/balanced and 1.0% for fixed income.
Location
Albuquerque, NM
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Financial Design & Research
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
State Registrations1 state
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