Richard King is a registered investment advisor at Rfg Advisory, LLC, based in Austin, TX, with 8 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 13,845 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RFG Advisory charges a fee based on a percentage of the value of your portfolio. This fee covers the Financial Advisor's services, an RFG platform fee (up to 0.50%), and potentially a strategist fee. The total fee can vary depending on the services provided and the Financial Advisor you work with. Fees are billed quarterly, in advance. Accounts under $10,000 managed through SMArtX incur an additional $10 per month platform fee.
Location
901 S Mopac Expressway, Bldg 1, Suite 300, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent life and health insurance agent since January 2024, dedicating about 10-20% of his time to this activity. He spends a few hours per week on insurance-related activities during securities trading.
Employment History
Current Registrations
Rfg Advisory, LLC
Previous Registrations
Wealth Management Group
Ae Wealth Management, LLC
Bayou Bridge Capital Advisors, LLC
Equitable Advisors, LLCBroker
Equitable Advisors, LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.