TC
TC

Thomas Candler

9 Years of Experience
Greenwood Village, CO
Broker

Thomas Candler is a registered investment advisor, based in Greenwood Village, CO, with 9 years of industry experience.

Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is a Military Captain Plans and Operations Officer in the United States Army Reserve, dedicating about 10-20% of his time. He also owns ATA Vending, a full-service vending machine business.

Employment History
Current Registrations
Empower Advisory Group, LLC
November 2021 - Present · 4 yrs 6 mos
Empower Financial Services, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Empower Financial Services, INC.
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2021 - November 2021 · 5 mos
Morgan Stanley
June 2021 - November 2021 · 5 mos
Charles Schwab & CO., INC.
November 2018 - June 2021 · 2 yrs 7 mos
Charles Schwab & CO., INC.Broker
November 2018 - June 2021 · 2 yrs 7 mos
Edward Jones
January 2016 - July 2018 · 2 yrs 6 mos
Edward JonesBroker
December 2015 - July 2018 · 2 yrs 7 mos
State Registrations1 state
MS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.