TrueAdvisor
TrueAdvisor
NF
CFP
NF
CFP

Nathan Falso

Edward Jones
10 Years of Experience
Warwick, RI
Broker
View SEC Summary
View SEC Summary

Nathan Falso is a CFP-designated registered investment advisor at Edward Jones, based in Warwick, RI, with 10 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

120 Lambert Lind Hwy, Unit 2, Warwick, RI, 02886

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nathan owns rental real estate in Warwick, RI since 2018. He dedicates minimal time to coordinating maintenance and repairs.

Employment History
Current Registrations
Edward JonesBroker
February 2025 - Present · 1 yr 8 mos
Edward Jones
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Clarfeld
January 2023 - December 2024 · 1 yr 11 mos
Citizens Securities, INC.
January 2023 - December 2024 · 1 yr 11 mos
Citizens Securities, INC.Broker
January 2023 - December 2024 · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2018 - January 2023 · 4 yrs 2 mos
Wells Fargo Clearing Services, LLC
November 2018 - January 2023 · 4 yrs 2 mos
Citizens Securities, INC.
April 2017 - November 2018 · 1 yr 7 mos
Citizens Securities, INC.Broker
November 2016 - November 2018 · 2 yrs
Nylife Securities LLCBroker
April 2016 - November 2016 · 7 mos
State Registrations21 states
AZCACOCTDCFLINLAMAMENHNJNYOKORPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Warwick, RI →All financial advisors in Rhode Island →