Theodore Turgeon is a registered investment advisor, based in Anniston, AL, with 10 years of industry experience.
Location
103 East 13th Street, Anniston, AL, 36201
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Theodore is a financial advisor at Insurance Planning Services, Inc. (IPS) since 2019, providing investment advice, buying/selling securities, offering insurance products, and prospecting for new clients. This is a full-time commitment, with a significant portion occurring during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.