Anthony Roa
Anthony Roa is a registered investment advisor at Cetera Investment Advisers LLC, based in Jacksonville, OR, with 10 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
675 N 5th St, Jacksonville, OR, 97530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony sells fixed insurance products, including life, annuities, and long-term care, with various companies. He also owns Pioneer Financial Planning, a DBA for financial services, and is a part owner of PWA Operations, a cost-sharing entity for an office, dedicating about a quarter of his time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations14 states
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