Thomas Stripling is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is a minor league pitcher for the Toronto Blue Jays, dedicating about a quarter of his time to this activity. He is also a co-representative of the MLB Players Union and the founder of Lucy Pet, a dog food company, though he has no responsibilities there. Finally, Thomas is a managing partner at Skyward Financial, dedicating full-time hours to portfolio management and client relations.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
B Riley Wealth Management
B. Riley Wealth ManagementBroker
State Registrations4 states
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