Walter Brown is a CFA-designated registered investment advisor at Citigroup Global Markets INC., based in Chicago, IL, with 10 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.
Location
Citi Private Bank, 227 West Monroe Street - 24, Chicago, IL, 60606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Walter owns multifamily rental buildings through Brown Capital LLC since 2017. He dedicates minimal time to this activity outside of securities trading hours, using a property manager for day-to-day operations.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citi Private Alternatives, LLCBroker
Alera Investment Advisors, LLC
Triad Advisors LLCBroker
Alera Investment Advisors, LLC
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Keller, CFACitigroup Global Markets INC.
- Michelle GriffithCitigroup Global Markets INC.
- Douglas GourleyCitigroup Global Markets INC.
- John SernaCitigroup Global Markets INC.
- Rocio Aguinaga, CFPCitigroup Global Markets INC.
- Albert Kim, CFPCitigroup Global Markets INC.