Waddy Stephenson
Waddy Stephenson is a registered investment advisor at The Vertical Market Intelligence Group, LLC, based in New York, NY, with 10 years of industry experience. Waddy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
99 Wall Street, Suite 2280, New York, NY, 10005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Waddy is a sole proprietor of a law practice and a part-time employee of Forward Slope providing legal support. Waddy also serves as Chief Compliance Officer for Vertical Market Intelligence, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
The Vertical Market Intelligence Group, LLC
The Vertical Group
The Vertical GroupBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.