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Frank Shipley

10 Years of Experience
Tulsa, OK
Broker

Frank Shipley is a registered investment advisor at Raymond James & Associates, INC., based in Tulsa, OK, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2431 E. 61st Street, Suite 260, Tulsa, OK, 74136

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2018 - Present · 7 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Morgan Stanley
February 2016 - June 2018 · 2 yrs 4 mos
Morgan StanleyBroker
February 2016 - June 2018 · 2 yrs 4 mos
State Registrations7 states
ARCOFLGAILOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.