LD
CFP
LD
CFP

Laura Duff

10 Years of Experience
Paducah, KY
Broker

Laura Duff is a CFP-designated registered investment advisor at Edward Jones, based in Paducah, KY, with 10 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24078 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3235 Olivet Church Rd Suite H, Paducah, KY, 42001-9545

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Edward Jones
November 2018 - Present · 7 yrs 11 mos
Edward JonesBroker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2016 - November 2018 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2015 - November 2018 · 2 yrs 11 mos
State Registrations22 states
ALARCAFLGAILINKYLAMIMNMOMSNCOHORSCTNTXUTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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