Diane Klitz is a registered investment advisor, based in Las Vegas, NV, with 8 years of industry experience.
Location
9205 W Russell Road, Suite 400, Las Vegas, NV, 89148
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Axos Invest, INC
January 2025 - Present · 1 yr 4 mos
Axos Invest LLCBroker
January 2025 - Present · 1 yr 4 mos
Axos Clearing LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Morgan Stanley
May 2022 - May 2024 · 2 yrs
Morgan StanleyBroker
February 2022 - May 2024 · 2 yrs 3 mos
Axos Clearing LLCBroker
January 2018 - January 2022 · 4 yrs
State Registrations1 state
NE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.