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MS
MS

Matthew Carl Seem

Tcfg Investment Advisors, LLC
6 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Tcfg Investment Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,344 clients
Average Client Portfolio
$245K average
Assets Under Management
$575.1M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2021
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew is a soccer referee, owner of M2 Enterprises LLC (Koala Insulation of Omaha) and Aussie Exteriors LLC, and owner of Alphabroder Apparel. He also works for TCFG Investment Advisor and TCFG Insurance Sales LLC, where he meets with clients and provides advice; this includes insurance sales.

Employment History
Current Registrations
Tcfg Wealth Management, LLC
September 2022 - Present · 3 yrs 5 mos
Tcfg Wealth Management, LLCBroker
September 2022 - Present · 3 yrs 5 mos
Tcfg Investment Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Prudential Financial Planning Services
January 2019 - July 2021 · 2 yrs 6 mos
Pruco Securities, LLC.Broker
October 2018 - July 2021 · 2 yrs 9 mos
State Registrations1 state
NE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.