CFA · CFP

Hareesh Sivashanker

10 Years of Experience

San Francisco, CA

Broker

Hareesh Sivashanker is a CFA, CFP-designated registered investment advisor, based in San Francisco, CA, with 10 years of industry experience. Hareesh is also registered as a broker, so some compensation may come from commissions on products sold.

Location

455 Market Street, Suite 2070, San Francisco, CA, 94105

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Cnr Securities, LLC

November 2022 - Present · 3 yrs 11 mos

Cnr Securities, LLCBroker

November 2022 - Present · 3 yrs 11 mos

RBC Rochdale, LLC

May 2022 - Present · 4 yrs 5 mos

Previous Registrations

Fisher Investments

January 2019 - March 2022 · 3 yrs 2 mos

Hd Vest Investment ServicesBroker

July 2018 - December 2018 · 5 mos

H.D. Vest Advisory Services, INC

July 2018 - December 2018 · 5 mos

Vanguard Marketing CorporationBroker

December 2015 - July 2018 · 2 yrs 7 mos

State Registrations2 states

CATX

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

More Advisors

Joshua Nowasell, CFP
Wells Fargo Advisors
Matthew Schmidt, CFA
Cerity Partners LLC
Madeleine Mcnell, CFA
Iconiq Capital, LLC
Alexandra Sandberg, CFP, ChFC
Osborne Partners
Jessie Li, CFA
Octavewealth
Stephanie Cooper, CFP
Parallel Advisors, LLC

More financial advisors in San Francisco, CA →All financial advisors in California →