MD
MD

Michael Day

10 Years of Experience
Scottsdale, AZ
Broker

Michael Day is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6400 E. Mcdowell Rd, Ste 100, Scottsdale, AZ, 85257

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is the owner and principal of Michael J. Day CPA, providing tax preparation and accounting services, dedicating about 10-20% of his time. He also operates Grand Canyon Wealth Management and Canyon Strategies as DBAs for his LPL business, and runs Michael J. Day Coaching as a life coach, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
April 2016 - Present · 10 yrs 1 mo
LPL Financial LLCBroker
March 2016 - Present · 10 yrs 2 mos
State Registrations5 states
AZCAMIMTOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Day - Financial Advisor | TrueAdvisor